Client Forms

Charles Schwab Applications and Forms

Change of Address Form

Financial Planning

Financial Planning Questionnaire
Confidential Personal Financial Plan Questionnaire. Use this form to provide a clear picture of your current financial position. It will help you focus on your most important financial goals and give you the information you need so that you can create a plan of action.

Household Budgeting Worksheet
Use this budgeting worksheet to accurately account for all your household income and expenses. This exercise is a good precursor for any comprehensive financial plan.

Government & Regulatory

Form ADV – disclosure document
The uniform form for use by investment advisors to register and update registrations with the State of Maryland and the Securities and Exchange Commission and other jurisdictions that require advisors to register. The form is also used to comply with SEC Rule 206(4)-4, which obligates investment advisors to disclose relevant financial and disciplinary information to clients.

Investment Planning

Investment Management Questionaire
Confidential Investment Management Profile

Risk Assessment Questionnaire
Confidential Risk Assessment Quiz

Retirement Planning

Social Security: Request your Statement
This form will allow you to request an updated Social Security Statement. This is the green and white annual statement from the Social Security Administration that details your benefits.

Social Security: Retiring From Your Own Business
Everything you need to know if you own and operate your own business and are getting ready to retire.

Social Security: Special Payments after Retirement
Everything you need on how to treat special payments after you retire. Includes Bonuses, Vacation Pay, Commissions, Sick Pay, Insurance Commissions, Carryover Crops and Other Special Payments.

Tax Information

2009 Tax Organizer
This Tax Organizer should be used by Chesapeake Financial Advisors Clients and Clients of Tom Taylor, CPA/PFS as a tool for organizing your 2009 taxes and to get you thinking of tax items that you may not have considered in the past.

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